Examiner expectations
Regulators expect documented controls and evidence that they operate, not a collection of policies.
Financial services IT
Auditable controls, resilient operations, client trust.
We deliver examiner-ready security, continuity, and governed AI for advisors, firms, and finance teams — so you can show your controls work and keep client data beyond reproach.
Audit-ready evidence · fraud-resistant identity · continuity planning
Talk with a senior engineerMeet examiner expectations and client trust with auditable controls, resilient operations, and governed AI adoption.
Fraud & account takeover
Weak identity can become wire fraud, data theft, and a client-impacting incident in minutes.
Client data & trust
A breach is both a compliance event and a lasting trust event.
Governed AI
Copilot needs data governance and documented oversight an examiner can accept.
What Omzig operates
Controls that work in the real environment
Fraud-resistant identity
Phishing-resistant MFA, conditional access, and least privilege around sensitive workflows.
Audit-ready evidence
Controls, logs, and reporting organized for calm examiner conversations.
Continuity & recovery
Tested backups and written recovery plans for operations that cannot pause.
Governed Copilot
Permissions and retention reviewed before AI is introduced to client data.
Evidence, not assurances
Built around the rules you answer to
We connect technical controls to the policy, evidence, and operating rhythm your team needs.
- SEC / FINRA considerations
- A practical control program aligned to the rules your firm answers to.
- Books & records / retention
- Retention, supervision, and evidence across the Microsoft estate.
- Identity & access
- Strong authentication and continuously reviewed privileges.
- Incident response
- Documented, rehearsed steps for fast containment and notification.
The result
Technology that protects the work
- 01Faster, calmer regulatory exams.
- 02Identity hardened against fraud and takeover.
- 03AI adoption your compliance team can sign off on.